- How the derivatives clearing requirements of the Dodd Frank Act may impact the derivatives market and your clients and handling regulatory uncertainty - How to keep up with fast-paced regulatory ...

Thomas J Catalano is a CFP and Registered Investment Adviser with the state of South Carolina, where he launched his own financial advisory firm in 2018. Thomas' experience gives him expertise in a ...

What Is an Equity Derivative? Equity derivatives are financial instruments that derive their value from underlying equity securities such as stocks or stock indexes. These versatile tools give ...

This program will provide an overview of legal aspects of the negotiation and documentation of derivatives transactions, beginning with the basics and continuing to more advanced negotiation points ...

Despite new entrants joining the market, the equity derivatives business saw a marked slowdown over the past year, and some well-established firms are now scaling back their operations. After the ...